Regulatory Counsel

Responsibilities

• Research and identify regulatory and compliance issues and emerging trends and work with senior management to design and implement changes to policies and procedures as appropriate
• Manage regulatory compliance platforms to monitor state notices, orders, bulletins and alerts
• Develop and maintain comprehensive monitoring and tracking tools to support complete, accurate, and timely deliverables to regulatory agency inquiries or data requests
• Update Compliance documents and libraries, which include but are not limited to, audits, reports, authority information, corporate policies and procedures, and training materials
• Assist with form creation, form updates/changes, and state filings
• Liaise between the Legal and Underwriting teams in the manuscript endorsement and maintenance filing processes
• Work with IT to ensure all new forms are formatted, mapped and added to the policy administration system
• Follow up on completed audits and compliance reviews to ensure recommended actions have been adopted and assess areas identified for improvement
• Vendor management tracking for compliance with required documentation
• Act as a primary point of contact with applicable insurance departments and regulatory bodies for state filings
• Other duties as required by Compliance and support to the General Counsel’s Office

Preferred

• J.D. from an ABA-accredited U.S. law school
• Experience using SERFF to prepare, review, and submit all required regulatory filings is highly preferred
• Experience using RegEd (or a similar application)

Benefits

• A 10% bonus (optional)
• Health & dental insurance
• Paid holidays
• Paid parental leave
• 401(k) plan
• Falcon Risk Services provides cyber lines of business and financial services. It is a sub-organization of HDI Global Specialty SE.
• New York, New York, USA
• https://www.falconriskservices.com
• Growth Stage
• Total Funding
• unknown
• 2024-01-10
• Acquired
• Leadership Team
• Craig Landi
• Chief Executive Officer
• Recent News
• Coverager - Insurance news and insights
• Falcon Risk Services introduces SOAR
• 2025-02-18
• Company data provided by
• AI Tools
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Qualifications

• Minimum 2-4 years of insurance experience, with specific experience in compliance, risk management, internal audit, or quality assurance highly preferred
• Experience in communication and building relationships with regulatory bodies
• Demonstration of strong attention to detail
• Demonstration of strong time management and organizational skills
• Excellent problem-solving skills
• Proficient to Expert in MS Office Suite, Adobe, and ability to learn business-related tools and software
• Clear and effective verbal and written communication skills
• Professional demeanor when communicating with internal and external customers
• Flexibility to take on and assist with the varying needs for other areas like producer management, licensing, product management, drafting of policy language, endorsements and/or other legal documents, and other compliance needs
• J.D. from an ABA-accredited U.S. law school
• Experience using SERFF to prepare, review, and submit all required regulatory filings is highly preferred
• Experience using RegEd (or a similar application)
• Minimum 2-4 years of insurance experience, with specific experience in compliance, risk management, internal audit, or quality assurance highly preferred.

Required skills

• Adobe, Insurance, Internal Audit, Microsoft Office, Quality Assurance, RegEd, Regulatory Compliance, Regulatory Filings, Risk Management, SERFF

Preferred skills

• Experience using RegEd (or a similar application), J.D. from an ABA-accredited U.S. law school

Experience

• 2-4 years